A licensed broker-dealer built for cross-border complexity.

Global Alliance Securities, LLC ("GA") is a licensed 15a-6 broker-dealer delivering highly tailored, agile, and cost-effective corporate finance solutions.

We seamlessly connect global investors, broker-dealers, and issuers by leveraging our team's extensive background in complex cross-border transactions, domestic and international trading and settlement, and institutional investment banking. We do not believe in one-size-fits-all strategies — we meticulously analyze each client's unique objectives to engineer a precise, custom approach for every transaction.

Market access via SEC Rule 15a-6 chaperoning

An essential pillar of our international practice is providing premium "chaperoning" infrastructure to non-U.S. broker-dealers under SEC Rule 15a-6. Our specialized frameworks establish an efficient, compliant gateway for foreign firms looking to distribute securities and provide investment services to U.S. institutional and major institutional investors.

Navigating the intersection of U.S. and international securities regulations requires absolute precision. GA's seasoned compliance and operational professionals handle the structural complexities of cross-border placement, shielding our foreign partners from regulatory friction while actively maintaining their transaction momentum.

Institutional investment banking

Our institutional investment banking platform facilitates public and private corporate offerings — including equity capital markets underwriting (IPOs, secondary, split, and shelf offerings under SEC Rule 415), strategic advisory for mergers and acquisitions, and private placements.

Areas of specialization

• 15a-6 / Chaperoning
• Equity Capital Markets
• Private Placements
• Strategic Advisory
• Mergers & Acquisitions
• Multi-currency settlement

*Rule 15a-6 affords certain exemptions from U.S. registration requirements to foreign broker-dealers utilizing the "chaperoning" services of properly registered U.S. securities firms. Global Alliance Securities, LLC is a licensed broker-dealer and investment banking firm located at 2464 Darts Cove Way, Charleston (Mt. Pleasant), South Carolina 29466.